Data Governance, Integrity
and the Regulations
Here we provide an introduction to data integrity and describe how we have embraced the approach taken by the New Zealand All Blacks rugby team to shape Tepnel’s data integrity culture.
Watch our Data Integrity Video to find out more:
Pharmaceutical quality system – the importance of data integrity
The MHRA defines Data Governance as “The sum total of arrangements to ensure that data, irrespective of the format in which it is generated, is recorded, processed, retained and used to ensure a complete, consistent and accurate record throughout the data lifecycle”.1
Data integrity is therefore fundamental to the maintenance of an effective Data Governance system, a key requirement of a pharmaceutical quality system which ensures that medicines are of the required quality for their intended use.2
The concept of data integrity is not a new one in fact for the past three years the topic of data integrity has been one of the top global issues reported by the pharmaceutical industry. As a consequence of this, regulators including the MHRA have taken a significantly increased level of interest in data integrity and as a “hot topic” this increased focus on data integrity and governance systems has led to serious consequences for several companies.
As stated, data integrity is not a new requirement, as basic data integrity principles are already described in international good manufacturing practice guidance. Volume 4 of The rules governing medicinal products in the European Union contains guidance for the interpretation of the principles and guidelines of good manufacturing practices for medicinal products for human and veterinary use laid down in Commission Directives 91/356/EEC, as amended by Directive 2003/94/EC, and 91/412/EEC respectively. More specifically, Chapter one, the Pharmaceutical Quality System sets out the foundations through which quality management is assured throughout the lifecycle of drug development.
“Quality Management is a wide-ranging concept, which covers all matters, which individually or collectively influence the quality of a product. It is the sum total of the organised arrangements made with the objective of ensuring that medicinal products are of the quality required for their intended use. Quality Management therefore incorporates Good Manufacturing Practice.”
From the guidance published by the MHRA in 2015,
Data integrity is defined as being “The extent to which all data are complete, consistent and accurate throughout the data lifecycle”.1
However, knowing and understanding a definition does not a culture make!
Creating a Culture of Data Integrity
How do you maintain world-class standards?
How do you handle pressure?
What is the secret of sustained success?
In his 2015 book Legacy, James Kerr delivers 15 lessons which evidence why the New Zealand “All Blacks” are and remain to be, the most consistent and successful rugby union team of the last 100 years. Built around a value based culture, the All Blacks have won over 75% of all the international games they have played, and maintained high performance statistics throughout different generations and players. Whilst the personnel change, the resultant success remains the same on account of the culture that they have developed and within which the players operate.
What lessons can be gained from studying their value based culture, and how can a company working in the drug development sector use their own values to create and inculcate a data integrity culture. Borrowing “The First Fifteen” template we explored how the values of Tepnel Pharma Services are being used to deliver the desired outcome of Unconscious Competence and what it means to be a part of a team that is focussed on supporting drug development and improving patient outcomes from within a culture of data integrity.
The implementation of a culture to achieve a desired outcome has to move beyond the recognised and traditional approaches towards total quality management. To create a culture whereby all the stakeholders are encouraged to unconsciously incorporate quality into their everyday activities, in essence to be sentient to their surroundings and their actions such that self-inspection is both continuous and inherent, requires a mind-set that is not just reflective of the regulations but which is instilled through values and an understanding that, as in the case of the All Blacks, “many of us are more capable than some of us but none of us is as capable as all of us”.
A culture is embraced by everyone and in unison, is lived out by everyone, holding each other to account whilst encouraging each other to constantly strive for the next level of growth and development of the culture. It has been proposed that to institute a quality culture four bounders have to be moved to facilitate everything else that follows on.3
Unarguably, any culture has to be exemplified by those who lead, senior stakeholders embracing and actively participating is quoted as being the most important factor in driving culture change. It is noted that where leadership has shown both an enthusiasm and commitment to quality through the embodiment of their company’s values, that commitment and active participation has trickled down through the organisation and has led to everyone becoming involved and proactive in delivering the desired outcomes.
However leading from the top should not be confused with a constant pushing down from the top. This is in no way the answer and organisations have to be very careful to avoid adopting or being perceived to be adopting a classical command and control approach.
Command and control as a vehicle for effective and lasting change is the single biggest leadership style which destroys virtually any chance of success in any transformational change effort. There is even a growing argument that command and control should be unreservedly be consigned to the realms of history, an archaic management structure which is not fit for purpose in any progressive or value centred organisation.
Effective change management, or adoption of a different way of doing things, innovating and seeking to make paradigm shifts in how we embed quality through self-regulation is the preserve of the stakeholders and the values around which those stakeholders coalesce and ardently seek to preserve. It is not a fluke that the All Blacks were, are and remain the most successful team in history. There is a recognition, already discussed which clearly demonstrates that “No one is bigger than the team, the team always comes first”. Management may be the catalyst in starting things, they may be the purveyors of the message, embodied by their own commitment and performance, but it is ultimately the stakeholders who will collectively embrace and deliver the change which will deliver success and with it an assured level of data integrity throughout the lifecycle of their involvement.
If we transpose the All Blacks value based culture from sport into healthcare and onto our responsibilities as stakeholders involved in the development and manufacture of pharmaceuticals or treatment pathways, we have to start from a position of ensuring patient safety. To do this a data integrity culture that is built on and delivered through the values that we embrace as stakeholders/scientists has to consistently and continuously create transparent, reproducible and timely recorded data, results and findings. The emphasis of the data integrity culture is in the proposition that it is a company’s values, borne out through its stakeholders that ultimately serves in embracing and creating a data integrity culture. Where the all Blacks have their “First XV, 15 All Black Principles” every organisation should be able, through and from their own quoted values, develop their own manifesto which clearly communicates to the stakeholders what the expectations are, the manner in which they are to deliver on these expectations and ultimately the culture within which data integrity and patient safety will be preserved throughout the lifecycle of whatever aspect of drug development they are involved in.
- MHRA GMP Data Integrity Definitions and Guidance for Industry March 2015.
- Good Manufacturing Practice (GMP) data integrity: a new look at an old topic, part 1, David Churchward, MHRA, 2015.
- Harvard Business Review, Creating a Culture of Quality, by Ashwin Srinivasan and Bryan Kurey, From the April 2014 Issue Harvard Business Review.